Monday, July 22, 2013

Administrative reforms

Why is Administrative Reforms (AR) needed?
·         Technological change
·         Advances in industrialisation
·         Growth in the number and complexity of governmental activities
·         Changes in social, political and economic spheres of life
·         All above have created extraordinary strains on the traditional machinery of the government
·         Obsolescence of institutions, roles, procedures and processes in the government
What are ways through which AR are done?
·         There are three forms
·         Traditional Approach: let the problem arise and then place a competent person to solve it. Aka Management process
·         Committee Process: appoint ad hoc committee. Like the Hoover Commission in US and ARC in India
·         Setting up O&M units
What are the types of reforms?
·         Macro or micro (affecting the entire administration or a part of it)
·         Procedural reform
·         Behavioural reform
Functions of O&M office
·         To assist line officials to improve management
·         Help reduce costs, save manpower, simplify procedures, save materials, speed operations, improve organisation
·         Chief functions are
o   Comprehensive reviews of departments
o   Planning new activities
o   Research in O&M techniques
o   Training O&M officials and employees
o   Co-ordinating the work of different O&M units in government
o   Undertaking ad hoc assignments to investigate and help solve particular problems
o   Analysing organisation methods and procedures
o   Developing management policies, handbook and other guidelines
·         How?
o   Research and Development
o   Training
o   Investigation
o   Co-ordination of management improvement programme
o   Information
o   Publication
Nature of O&M
·         O&M unit alone should not be responsible for effecting improvements in administration. It cannot be a substitute for management improvement. Efficiency specialists have an important place in government, but not efficiency engineer will ever solve the principal problems of government
·         O&M is primarily a service function
·         The role of O&M units is essentially advisory. It has therefore a line and staff function. Decisions should not be forced upon the department
·         O&M should be recognized as a work improvement study and not a fault-finding mission. O&M man should not assume a superior position of a fault-finder or a critic
·         It should not be presented as something too mysterious and technical
Advantages of O&M
·         It provides a machinery for a constant attempt to improve the public administration
·         It helps keep both the structure of government offices and the procedure adopted by them up-to-date in tune with the changing circumstances. Reduce time lag.
·         Help to accumulate a wealth of experience which can be drawn upon whenever required
·         A separate O&M department is needed because
o   Time: Senior officials of an agency of government often have little time to examine the problems of organisation and methods
o   Independence: Line officials lack the necessary perspective to look at problems of organisation and of office procedure
o   Experience: The fact that the O&M work is undertaken by a body of officials, who specialize in this work, is the essence of this system.
O&M Techniques
·         Management or Organisation Survey
·         Inspections
·         Work Measurement
·         Work Simplification
·         Automation
·         Forms Control
·         Filing System



E-governance

·         The use of IT in governance is aimed at having SMART – Simple, Moral, Accountable, Responsive and Transparent – government.



Arora and Goyal
AR
·         Involves enhancement in the capacity of an administrative system to achieve its assigned goals.
Why AR
·         Only an administrative system that revitalises itself constantly can respond to the changing socio-economic environment
Some important committees on AR
·         US: Haldane, Brownlow, First Hoover, Second Hoover, Fulton
·         India: ARC 1 (1966-70), ARC 2 (2007-)
o   1947: Secretariat Reorganisation Committee (GS Bajapai)
o   1948: Economy Committee (Kasturbhai Lalbhai)
o   1949: N Gopalswamy Ayyangar Committee (recommended O&M)
o   1951: Planning Commission Report
o   1953: Appleby Report (Public Administration in India: Report of a Survey). Based on his report
§  Indian Institute of Public Administration was set up
§  O&M Division was set up in the Cabinet Secretariat
o   1954: Ashok Chanda (recommended more AI services)
o   1956: Second Appleby Report ( Re-examination of India’s Administrative System with Special Reference to Administration of Government Industrial and Commercial Enterprises)
o   1957: Balwant Rai Mehta Coommittee Report (introduction of the Panchayati Raj system)
o   1964: Santhanam Committee Report
§  Strengthen vigilance organisations
§  Adoption of a code of conduct for civil servants
o   1966: ARC 1 (Morarji Desai/K Hanumanthaiya) < Presented 20 reports between 1966-1970> Major recommendations
§  Appointment of Lokpal and Lok Ayuktas
§  Creation of full fledged department of personnel
§  Performance budgeting
§  Unified grading pay structure
§  Introduction of specialists into senior and middle management positions
o   1973: 3rd Pay Commission
o   1975: Kothari Committee on Recruitment Policy and Selection Methods
§  System of single examination for All-India Services was introduced
o   1978: Committee on Panchayati Raj Institutions (Ashok Mehta)
§  Recommended setting up of Mandal Panchayats
o   1977-80: National Police Commission
o   1988: Sarkaria Commission
§  Creation of inter-state councils
o   1989: Satish Chandra Committee on the Recruitment Policy and  Selection Methods for All-India and Central Services



Criticisms of ARC 1
·         Virtual absence of any strategy of selecting key or nodal points by the commission
·         Inadequate attention to improving field agencies
·         Ignored the behavioural aspects of administration
·         Not futuristic in orientation
·         Unplanned winding up
 



AR in India
·         Ancient Times: Mauryas and Guptas. Dharmashastra, Arthashastra and Thirukkural
·         Medieval Times: Mughals
·         British
o   Creation of Civil Services (Cornwallis)
o   Creation of Supreme Court and reforms in judiciary
o   Creation of central secretariat
o   Departmentalisation and consolidation of district administration under the Collector
o   Urban local govt
o   Rule of Law
o   Institutionalisation of impersonal government
o   Police system
o   Establishment of Public Service Commission
o   Personnel Administration
·         Committees during British
o   Committee on ICS (1854)
o   Public Service Commission (1886-87)
o   Royal Commission on Decentralisation (1907-09)
o   Royal Commission on Public Service in India (1912-15)
o   Tottenham Committee (1945)
o   First Pay Commission (1946)
·         After Independence
o   More than 600 committees (Centre + State)
o   Kerala ARC (1958), Andhra Pradesh Reforms Enquiry Committee (1960), Rajasthan ARC (1963), WB ARC (1963)
o   Experts like Paul Appleby and Nicholas Kaldor have also written about AR in India
Major Concerns in Administration
·         Efficiency and Economy
·         Specialisation
o   Role of the specialist has been increasing slowly
·         Effective Coordination
·         Administration and development of public personnel
·         Integrity in public service
·         Responsiveness and Public Accountability
·         Decentralisation and Democratisation
·         Updating administrative technology
·          
Challenges
·         Political resistance. Measures involving devolution of power face a lot of resistance
·         At times, the govt that passed the reforms is different from the one implementing it. This may lead to improper implementation
·         Vested interests
·         Public apathy or antipathy
·         Administrative inexperience
·         Imposition from above
·         Ambiguity about implications
·         Inflexibility
·         Adhocism
·         Individualisation in place of institutionalisation

Success of AR will depend on
·         Need of the system and its beneficiaries
·         Public support and a feeling of sharing of reform-goals
·         Timeliness
·         Effective source of initiation
·         Political will
·         Administrative entrepreneurship
·         Participation of key actors in the strategies for implementation
·         Pragmatism and flexibility
·         Effective reward and punishment system
·         Continuing evaluation and appraisal

·         Institutionalisation of reforms

No comments:

Post a Comment